|Interested? Email Us||Never Applied? Apply|
|Hours:||40 Monday to Friday 8AM to 5PM|
|Great opportunity in Carpinteria CA|
Responsible for managing the Distribution team including the day-to-day operations, management of people, annual reviews, standard operating procedures, timely management reporting, service level assessment of department, and process improvement.Major Duties and ResponsibilitiesManage Distribution team including day to day operation, annual and as-required reviews, service levels, SOPs, process level improvements, and special department projectsResponsible for the timely processing of all distribution requestsFacilitate Special handling of escalated issuesCoordinate and assist with Service Center issues communicationsEnsure the timely completion of ResearchService Requests submitted through the Service CenterGenerate monthly management reports and conduct analysis to identify processing trendDistributionsDaily Trade Ticket processing403b457401K LoansPeriodic Investment Payments PIPsSystematic Withdrawal Payments SWPsRequired Minimum Distribution Processing RMDsDivorce Distributions QDRODollar Cost Averaging Process DCAFinancial Hardship calculations and distributionInternal Transfers Transfer Outs Trustee-to-Trustee transfersrolloversDaily NSCC File TransmissionCheckACHWire Transmission to UMB BankTaxes
3 to 5 years industry experience with a brokerdealer or other financial institution Financial Retirement experience or similar. Management or supervisory experience. Must have or have the ability to obtain Series 6 and 63.
College degree preferred